Bank Secrecy Act Compliance for Frontline Staff

RELEASE DATE: AUGUST 11, 2025
ANTICIPATED DURATION: 60 MINUTES

This webinar explores not only the basics of BSA and OFAC compliance for frontline staff, but also covers new developments in those topics, new red flags, new schemes and scams, as well as revisiting some of the old favorites. From Customer/Member Identification Requirements, OFAC screening, Due diligence, Beneficial Ownership to completing CTRs, SARs and various recordkeeping requirements, this webinar has it all. Branch managers, frontline staff, compliance, risk management or audit department personnel are encouraged to join.

This training may assist your credit union in meeting the recommendations and requirements noted in the following citations:

• 12 CFR 748.2(c)(4)
• FFIEC BSA/AML Examination Manual
• NCUA Letter to Credit Unions 05-CU-09 FAQs
• Additional NCUA BSA Resources

SUBJECT MATTER EXPERT

Mary-Lou Heighes is President and founder of Compliance Plus, Inc., which has been helping financial institutions with the development of compliance programs since 2000. She provides compliance training all over the country for various trade associations and financial institutions, and also speaks at numerous financial institution conferences throughout the country. Mary-Lou has been an instructor at regulatory compliance schools and conducts dozens of webinars for organizations throughout the country.

LEARNING METHOD This is an on-demand e-learning program requiring learners to interact and actively engage throughout the training.  

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